
SEER provides an extensive set of
training courses for investors, issuers,
broker/dealers, underwriters, financial
media, regulators, securities exchange
and clearing organization management and
staff and the legal community including
securities law judges. We provide both
classroom and web-based e-learning
courses. SEER training is provided on a
fixed fee plus expenses basis for a
clearly defined set of training courses.
We can create special training courses
on request. SEER training courses
include:
Investor Education
- Getting a job and keeping one
- Saving and investing for the future
Entrepreneurship
- Small and Medium Enterprise (SME) development
- SME Operation
- Developing a Business Plan
Broker training
- Sales and Marketing
- Brokerage Business Planning
- Brokerage Office Procedures
- Compliance and Ethics
- Margin Processing
Financial Planning
- Chartered Financial Analyst (CFA) Training
Issuer Training
- Corporate Governance
- Shareholder Relations
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Underwriting
- Initial Public Offerings
- Corporate Governance
- Shareholder Communications
Investment Products
- Equities
- Debt Instruments
- Options
- Futures
- Other Instruments
Other Training
- SRO Basics
- Market Surveillance
- Operations training (i.e. SOD, EOD, etc.)
- Systems and data back-up and recovery
- Systems security
- Information Technology (SQL, VB and other technology)
- Employing the Internet
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